UUPP

Principal CLO ETF

OtherBATSPrincipal ETF
$25.07
$-0.10 (-0.40%)
Delayed ≥20 min · Sep 2, 2026

Key Statistics

Net Assets (AUM)
$15.04M
Expense Ratio
See prospectus
Previous Close
$25.07
Day Range
- – -
52-Week Range
$25.05 – $25.23
Volume
7
Avg Vol (50D)
-
Beta
0.14

Historical Performance

1M
+0.42%
3M
+1.24%
6M
YTD
1Y
+0.44%
3Y
5Y

Total return including reinvested distributions, from adjusted closing prices.

Price History

Price history is being compiled for this fund.

Top Holdings

Apidos CLO 4.64%
Brant Point CLO Ltd 4.64%
ARES CLO Ltd 4.64%
Madison Park Funding Ltd 4.64%
Elmwood CLO 16 Ltd 4.64%
Brant Point CLO Ltd 4.63%
Venture CDO Ltd 4.63%
KKR Financial CLO Ltd 4.63%
RIN Ltd 4.63%
Capital Four US CLO 4.62%
Anchorage Capital CLO LTD 4.31%
United States Treasury 4.30%
TCW Ltd 3.97%
Abry Liquid Credit CLO Ltd 3.83%
Brant Point CLO Ltd 3.32%
Empower CLO Ltd. 3.32%
GoldenTree Loan Management US CLO, LTD 3.31%
Madison Park Funding Ltd 3.31%
Wellfleet CLO Ltd 3.31%
Magnetite CLO Ltd 3.31%
Golub Capital Partners CLO, LTD 2.62%
Madison Park Funding Ltd 2.45%
Woodmont Trust 2.21%
Sycamore Tree CLO Ltd 1.92%
Point Au Roche Park CLO, Ltd 1.72%

Top 25 holdings as of Jun 30, 2026 · source: SEC N-PORT. Full holdings & prospectus →

About UUPP

The Fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its investment objective by investing, under normal circumstances, at least 80% of its net assets, plus any borrowings for investment purposes, in collateralized loan obligations ("CLOs"). A CLO security is an asset-backed security issued in different tranches, each with varying degrees of risk and yield, by a trust or other special purpose vehicle. CLOs are typically collateralized by an underlying portfolio of loan obligations, which may include, among others, senior secured loans, senior unsecured loans, and subordinate corporate loans, including loans that may be rated below investment grade or equivalent unrated loans. The underlying loans are selected by a CLO's manager. The Fund will invest primarily in senior tranches of CLO securities, which ordinarily are investment grade-rated, the lowest level of risk and the lowest yields.The Fund may invest in floating rate securities, including U.S. Treasury and government securities and securitized assets (CMOs, CMBS and ABS). The Fund is not managed to a particular maturity. Under normal circumstances, the Fund maintains a portfolio duration of less than 1 year.The Fund also invests in derivatives, including futures, credit default swaps and other types of swaps, for hedging purposes, for tactical positioning, and to manage duration. A derivative is a financial arrangement, the value of which is derived from, or based on, a traditional security, asset, or market index.The Fund's investment process relies on the professional judgment of the team's portfolio managers and analysts to carry out an approach that combines fundamental, technical and valuation considerations to source ideas in both a top-down and bottom-up fashion. The analysts assess interest rate trends, economic conditions, and market outlook when analyzing each potential security, considering its structure features, loan level performance, and cash flow dynamics. Portfolio managers will consider this assessment when selecting securities and constructing the Fund's portfolio.The Fund's strategies may result in the active and frequent trading of the Fund's portfolio securities.

UUPP News

  • No recent news found for UUPP.

Data for UUPP is aggregated from third-party providers (Tiingo, Nasdaq, Finnhub) and SEC filings, may be delayed at least 20 minutes, and may be incomplete or contain errors. Nothing here is investment advice. Verify with the official prospectus before investing.