SMART Earnings Growth 30 ETF
Key Statistics
Historical Performance
Total return including reinvested distributions, from adjusted closing prices.
Price History
Price history is being compiled for this fund.
Top Holdings
Top 22 holdings as of Mar 31, 2026 · source: SEC N-PORT. Full holdings & prospectus →
About SGRT
TheFund is an actively-managed exchange-traded fund (“ETF”) that invests in equity securities of U.S. domiciled, large-capcompanies (typically companies with a market capitalization of $10 billion or more) whose shares are listed on U.S. exchanges.The Fund seeks to invest in companies that its investment sub-adviser, SMART Wealth, LLC (the “Sub-Adviser”), believesoffer the potential for above-market earnings growth relative to the broader equities markets. The Sub-Adviser selects the Fund’sinvestments. TheSub-Adviser begins its investment selection process by identifying a universe of the 850 largest U.S.-listed domestic equity securities,ranked by market capitalization. From this initial universe, the Sub-Adviser uses a proprietary quantitative internal rankingprocess to identify the top 40% of stocks that, in the Sub-Adviser’s view, have the potential for earnings growth outperformancebased on factors such as top line sales growth, new products, designs or lines of business, and quarter-over-quarter earnings. TheSub-Adviser further narrows the selection universe by analyzing short-term (i.e., over the prior twelve months) sales and revenue,as well as earnings growth data over the prior 30 days. The analysis, which uses third-party stock evaluation tools (i.e., subscriptionbased platforms that provide software and algorithmic programs used by the Sub-Adviser to analyze, rank and rate multiple equitystocks based on factors including earnings growth and overall financial fundamentals), results in a narrowed group of approximately100 potential investment candidates. Fromthis group, the Sub-Adviser targets a portfolio of 30 equity securities of U.S. listed domestic companies that, in the Sub-Adviser’sassessment, have risk, return, and price performance characteristics that have the potential for above-market earnings growthrelative to the broader equities markets as represented by the S&P 500 Index (a market-capitalization-weighted index of 500leading U.S. publicly traded companies). The Sub-Adviser believes that companies with potential for above-market earnings growthtypically exhibit certain characteristics, such as new product launches, entries into new markets, earnings growth for multipleconsecutive quarters and/or operating in markets with limited competitors. Although the Fund targets a portfolio of 30 positions,the number of stocks selected may vary (between approximately 20 to 40) depending on market conditions and availability of, inthe Sub-Adviser’s assessment, attractive investment opportunities. For more information about the Sub-Adviser’s investmentselection processes, see the section in the Fund’s Prospectus titled “Additional Information about the Fund –Sub-Adviser Investment Selection Process.” Theportfolio is weighted based on market capitalization; however, the Fund will limit the maximum size of any individual positionto 12% of the Fund’s total assets and will seek to invest a minimum of at least 1% of the Fund’s total assets in eachindividual position. The Fund will invest without constraint across various market sectors which could result in the Fund emphasizinginvestments in a particular sector from time to time. TheSub-Adviser intends to re-assess its investment process and reallocate the Fund’s portfolio on at least a monthly basis.As part of this process, the Fund may sell a security when the Sub-Adviser believes there is a more attractive investment or whenthe Sub-Adviser determines the investment rationale for the holding has deteriorated. Inaddition to utilizing the third-party stock evaluation tools noted above, the Sub-Adviser’s investment process includesthe use of public data in evaluating companies, including historical prices, market capitalization, revenue, earnings figuresand publicly available company regulatory filings and reports, among other data points. Undernormal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equitysecurities of companies whose shares are listed on U.S. exchanges and that, in the Sub-Adviser’s view, present opportunitiesfor above-market earnings growth relative to the broader equities markets. TheFund is deemed to be non-diversified under the 1940 Act, which means that it may invest a greater percentage of its assets inthe securities of a single issuer or a smaller number of issuers than if it was a diversified fund. The Fund’s investmentstrategy is expected to result in high portfolio turnover on an annual basis.
SGRT News
Data for SGRT is aggregated from third-party providers (Tiingo, Nasdaq, Finnhub) and SEC filings, may be delayed at least 20 minutes, and may be incomplete or contain errors. Nothing here is investment advice. Verify with the official prospectus before investing.