Rockefeller U.S. Small-Mid Cap ETF
Key Statistics
Historical Performance
Total return including reinvested distributions, from adjusted closing prices.
Price History
Price history is being compiled for this fund.
Top Holdings
Top 25 holdings as of Jan 31, 2026 · source: SEC N-PORT. Full holdings & prospectus →
About RSMC
TheFund is an actively managed ETF. Under normal circumstances, the Fund invests at least 80% of its net assets (plus borrowing forinvestment purposes) in equity securities of U.S. small- and mid-capitalization companies. The Fund defines a “U.S. company”as a company that is organized in or has substantial business activities in the United States of America (i.e., securities ofissuers that during the issuer’s most recent fiscal year derived at least 50% of its revenue or profits from goods producedor sold, investments made, or services performed in the U.S. or that have at least 50% of its assets in the U.S.). The Fund considerssmall- and mid-capitalization companies to be those companies having a market capitalization range within the range of companiescomprising the Russell 2500® Index (the “Index”). As of July 31, 2025, the market capitalization rangefor the Index was approximately $66 million to $28 billion, which may increase or decrease at any time. Withrespect to 20% of the Fund’s net assets, the Fund may invest in companies with market capitalizations below or above theIndex. Subject to the Fund’s 80% policy, investments in companies that move above or below the small- to mid- capitalizationrange may continue to be held by the Fund. TheFund’s investments are not limited to the stocks included in the Index. Subject to the Fund’s 80% policy, the Fundmay invest in non-U.S. companies. As part of its principal investment strategy, the Fund will invest in various equity securitiesincluding common stocks, rights, and depositary receipts such as American Depositary Receipts (“ADRs”) and GlobalDepositary Receipts (“GDRs”). From time to time, the Fund’s investments may be focused in securities of companiesin the same economic sector or industry, however, the Fund will not concentrate its investments (i.e., invest 25% or more of itsassets) in any specific industry or group of industries. TheSub-Adviser seeks to construct a portfolio of small and mid-capitalization companies where the potential growth in revenue andearnings can be bought at, in the Sub-Adviser’s assessment, an attractive price relative to their growth rate and to theirpeer group. The Fund’s strategy is to hold companies through their growth stages. The Sub-Adviser analyzes market and financialdata to make buy, sell, and hold decisions. When selecting a security for the portfolio, the Sub-Adviser generally looks for companiesthat, in the Sub-Adviser’s view, have one or more of the following characteristics: ● Potential competitive advantages ● Opportunity to grow earnings, revenue and/or cash flow ● Management team quality ● Balance sheet strength ● Attractive valuation relative to peers in comparable industry and business. TheSub-Adviser’s process for selling or trimming (reducing) a portfolio holding generally considers one or more of the followingfactors: ● Change to the investment thesis (e.g., the original reason for owning the company no longer applies) ● Change to the company’s fundamental positioning such as a shift in competitive advantages, growth prospects, managementteam, financial condition and/or valuation. ● Market capitalization increases (typically above US $20 billion or the upper end of the Index’s market capitalization). ● Changes to intrinsic valuation (based on its fundamentals) and relative valuation (a valuation of a company based on the valuationof its peers or the broader market) TheFund is classified as “non-diversified” under the 1940 Act.
RSMC News
Data for RSMC is aggregated from third-party providers (Tiingo, Nasdaq, Finnhub) and SEC filings, may be delayed at least 20 minutes, and may be incomplete or contain errors. Nothing here is investment advice. Verify with the official prospectus before investing.