YieldMax AI & Tech Portfolio Option Income ETF
Key Statistics
Historical Performance
Total return including reinvested distributions, from adjusted closing prices.
Price History
Price history is being compiled for this fund.
Top Holdings
Top 25 holdings as of Apr 30, 2026 · source: SEC N-PORT. Full holdings & prospectus →
About GPTY
TheFund is an actively managed exchange-traded fund (“ETF”) that seeks (i) to generate cash distributions, and (ii) capitalappreciation. The Fund’s strategy involves: (1) constructing a portfolio of U.S.-listed equity securities of AI and TechnologyCompanies (each, an “Underlying Security”) (the “Equity Strategy”) and (2) the use of options strategiesdesigned to generate premiums (the “Options Strategies”), which involve using options contracts on Underlying Securitiesand/or AI and Technology ETFs (described below). The Fund will also maintain a minor allocation to cash or U.S. Treasuries, notexceeding ten percent of its total assets. EquityStrategy TheAdviser selects the AI and Technology Companies in which the Fund will invest. AI and Technology Companies are companies involvedin AI software, cloud infrastructure, AI semiconductors, network infrastructure, AI consulting services, software and IT services,technology hardware manufacturing and distribution, semiconductor production, interactive media, and diversified consumer servicesrelated to technology and entertainment. To enable the Fund to effectively implement its Options Strategies, the Adviser evaluatesthe liquidity of a potential company’s common stock and the liquidity of its options contracts. The Fund may invest in companiesof any market capitalization size. The Adviser will also evaluate price level and implied volatility (i.e., a measure of how muchthe market believes the price of a stock or other underlying asset will move in the future) when selecting companies for investmentand will monitor for these factors when determining whether to select new companies or remove existing companies from the portfolio. AIand Technology Companies may include companies from foreign countries, including emerging markets. Underlying Securities may includedepositary receipts, such as American Depositary Receipts (“ADRs”) and Global Depositary Receipts (“GDRs”).The Fund will concentrate its investments (i.e., hold 25% or more of its total assets) in securities of companies with principalbusiness activities in the industry, if any, assigned to AI and Technology Companies. TheFund’s equity portfolio will generally be comprised of between fifteen and thirty companies. Dividends, if any, paid bythe Fund’s equity portfolio holdings will contribute to the Fund’s income generation. In addition, the Fund’sequity portfolio may provide capital appreciation. The Fund’s strategy may result in high portfolio turnover on an annualbasis. OptionsStrategies – Seeking Premiums Separately,the Fund employs various options strategies focused on generating premiums. Generally speaking, the Fund sells (writes) optionson some or all of the Underlying Securities, receiving premiums from counterparties that pay for the right to buy or sell at aset price. These premiums are an important driver of the Fund’s distributions. On a weekly basis, the Adviser uses one ormore options strategies to seek to generate net premiums (i.e., option premiums received, less option premiums paid). Receiptof an option premium does not always represent income; depending on the outcome of the overall options transaction. Premiumlevels are influenced by market conditions, particularly volatility, and the Adviser may adjust the Fund’s options strategiesdepending on the outlook for the Underlying Securities. While option selling may provide premium opportunities, it may also limitupside gains or increase downside risk. Further, depending on the Adviser’s assessment of one or more of the UnderlyingSecurities’ options contracts (e.g., they are insufficiently liquid or too costly), the Fund may employ Options Strategiesusing an “AI and Technology ETF” (i.e., a passively-managed, U.S.-listed ETF that seeks to track the performance ofan index primarily comprised of AI and Technology Companies). The Fund’s options strategies are applied consistently, whichfor Underlying Securities includes whether they are held directly or through synthetic exposure. Theoptions strategy most frequently utilized by the Fund is called a covered call spread, which is a type of selling credit spread.The Fund uses covered call spreads to earn premium by selling a call option while buying another at a higher strike, with bothprofit and loss capped. See the prospectus section titled “Additional Information About the Funds” for a list of theoptions strategies that the Fund may utilize, together with a description of each options strategy. Distributionsmay include a significant portion classified as return of capital (“ROC”). ROC generally represents a return of ashareholder’s invested capital rather than traditional income such as dividends or interest. See the prospectus sectiontitled “Additional Information About the Funds” for more information about option premiums and ROC. Treasuries Inaddition, the Fund will hold cash or short-term U.S. Treasury securities. These securities serve a dual purpose: providing collateralfor the Options Strategies and contributing to the Fund’s income generation. FundAttributes TheFund is classified as “non-diversified” under the 1940 Act. Undernormal circumstances, the Fund will invest at least 80% of the value of its assets, plus borrowings for investment purposes, inthe equity securities of AI and Technology Companies and in options contracts on AI and Technology Companies and on AI and TechnologyETFs. For purposes of the foregoing, the Fund defines an “AI and Technology Company” as a company that derives 50%or more of its revenue in one or more of the following proprietary sectors: (i) AI software and/or generative AI software, (ii)cloud infrastructure services (e.g., services that provide infrastructure-as-a-service to support the training of AI models),(iii) AI semiconductors (e.g., designing and manufacturing of key semiconductors for AI applications), (iv) network infrastructure(e.g., development of servers, storage, and networking equipment relevant for training and running generative AI models), (v)AI services (e.g., consulting and implementation services for generative AI software), (vi) software and information technologyservices companies, (vii) manufacturers and distributors of technology hardware and equipment (e.g., communications equipment,cellular phones, computers and peripherals, electronic equipment and related instruments), (viii) semiconductors and semiconductorequipment, (ix) interactive media and services, and (x) diversified consumer services, broadline retail, and entertainment companiesinvolved in the foregoing. The Fund defines an “AI and Technology ETF” as a passively managed U.S.-listed ETF thatseeks to track the performance of an AI or Technology Index. Lastly, the Fund defines an “AI or Technology Index”as a benchmark that tracks the performance of a selection of stocks from companies operating in the artificial intelligence and/ortechnology sectors. Thereis no guarantee that the Fund’s investment strategy will be properly implemented, and an investor may lose some or all ofits investment.
GPTY News
- (GPTY) Movement Within Algorithmic Entry Frameworks
- Short Interest in YieldMax AI and Tech Portfolio Option Income ETF (NYSEARCA:GPTY) Declines By 91.1%
- YieldMax ETFs Announces Weekly Distributions for Group 1 ETFs
- Price-Driven Insight from (GPTY) for Rule-Based Strategy
- (GPTY) Price Dynamics and Execution-Aware Positioning
- (GPTY) as a Liquidity Pulse for Institutional Tactics
Data for GPTY is aggregated from third-party providers (Tiingo, Nasdaq, Finnhub) and SEC filings, may be delayed at least 20 minutes, and may be incomplete or contain errors. Nothing here is investment advice. Verify with the official prospectus before investing.